Broker Check


Fidelity Investments

Oaktree Advisors LLC is independently owned and operated and not affiliated with Fidelity Investments. Fidelity Investments provides Oaktree Advisors LLC with access to its institutional trading and custody services, typically not available to Fidelity Investments retail investors. Its services include brokerage, custody, research and access to mutual funds and other investments that are otherwise available only to institutional investors or would require a significantly higher minimum initial investment.

Counsel Trust Company

Counsel Trust Company is a Pennsylvania state chartered trust company founded in 2002 and is regulated by the Pennsylvania Department of Banking. Counsel Trust Company and ECA Investment Group, Inc. are owned by Counsel Financial, LLC, a privately owned holding company headquartered in York, Pennsylvania.

Purshe Kaplan Sterling Investments

Purshe Kaplan Sterling Investments (PKS) is a full-service broker/dealer and financial services firm headquartered in Albany, New York. The firm traces its roots to 1993 when it began as a regional brokerage firm. PKS has grown substantially over the past decade and now has over 375 offices and more than 870 Registered Representatives. PKS is registered with the U.S. Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board.